Warning: ftp_nlist() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 420

Warning: ftp_pwd() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 230

Warning: ftp_pwd() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 230

Warning: ftp_nlist() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 420

Warning: ftp_pwd() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 230

Warning: ftp_pwd() expects parameter 1 to be resource, null given in /homepages/44/d793335463/htdocs/pro/wp-admin/includes/class-wp-filesystem-ftpext.php on line 230
Return in Respect of Buy-back of Securities | Company Vakil Legal Library

Companies (Central Government’s) General Rules and Forms, 1956

FORM No. 4C : Return in Respect of Buy-back of Securities

COMPANIES ACT, 1956

(Pursuant to section 77A(10)]

(See rule 5C also)

(Please attach separate sheets, if necessary)

 

1. Name of the Company :


___________________

2. Address of Registered Office of Company :


___________________

3. Registration number of the company allotted by the
Registrar of Companies :


___________________

4. Income-tax Permanent Account Number, under Income-tax Act, 1961:


___________________

5. Whether the Company is listed (Indicate Yes or No) :Yes/No


___________________

6. If listed, give the names of stock exchanges where listed and also indicate the date and other details of listing of securities with each stock exchange :


___________________

7. If listed, name of merchant banker appointed by the company in terms of Securities and Exchange Board of India (Buy-back of Securities) Regulation, 1998 made under the Securities and Exchange Board of India Act, 1992:


___________________

 

8. Details of capital as on (as per latest audited balance sheet):

 

Sl. No.

Details of
Capital

Authorised
Capital (Rs.)

Subscribed
Capital (Rs.)

Paid-up
Capital (Rs.)

(1)

(2)

(3)

(4)

(5)

1.

Equity

 

 

 

2.


Preference:

(a) Redeemable

(b) Convertible

 

 

 

3.

Others, if any

 

 

 

Total

 

 

 

 

 

9. Free Reserves :

(as defined in clause (b) of Explanation to section 372A of Companies Act, 1956)
As on _______________

(as per latest audited balance sheet)


___________________

10. Securities Premium Account :

As on
___________________

(as per the latest audited balance sheet)


___________________

11. Proceeds of any shares or other specified securities :

As on
________________________

(as per the latest audited balance sheet)


___________________

12. Debts:

As on
___________________________

(as per the latest audited balance sheet)


A. Secured :


B. Unsecured :


C. Total (A+B)


___________________

 


___________________


___________________


___________________

13. Date of special resolution of members authorizing buy-back of securities:


___________________

14. Amount of securities authorized to be bought back:


___________________

15. Date up to which buy-back of securities to be completed:


___________________

16. Date of which earlier buy-back was authorized (give details of each earlier buy-back) :


___________________

17. Date on which the earlier buy-back was completed:


___________________

18. Debt to capital and free reserve ration allowed for the company:


___________________

19. Details of Government approval for the ratio at serial number ’18’ above higher than 2:1


___________________

20. Whether there is any default in the following:

(a) Repayment of deposit

(b) Repayment of interest payable on deposit referred to “(a)” above

(c) Repayment of debentures

(d) Repayment of Preference shares

(e) Payment of dividend to shareholders

(f) Repayment of term loans to any financial institution /bank

(g) Repayment of interest on the term loans referred to “(f)” above

*Yes/No

Yes/No

Yes/No

Yes/No

Yes/No

Yes/No

Yes/No

21. Whether there is any default in complying with the provisions of following sections:

    A. Section 159 (relating to Annual Return)

    B. Section 207 (relating to payment of dividend)

    C. Section 211 (relating to balance sheet/Profit and loss account)

*Yes/No

*Yes/No

*Yes/No

 

*Strike whichever is not applicable.

 

22. Depreciation of securities bought-back by the company :

     ( Please attach separate sheets if necessary)

 

Sl. No.

Folio
number / Certificate number of securities bought back

Date of
buy-back of securities

Number of
securities bought back

Category
to which they belong (Preference/ Equity/ Employees Stock Option Sweat
equity, etc.)

Name of
the last holder of security

Reference
to entry in register of members

*Mode of
buy-back of securities

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

 

 

 

 

 

 

 

 

 

Face value
of a Security (Rs.)

Buy-back
value paid for a security (Rs.)

Total
Consideration paid for buy-back of securities Rs.

Cumulative
total of column 11

Date of
cancellation of securities bought back

Date of
Extinguishment of securities bought back

Date of
physical destruction of securities bought back

Remarks

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

 

 

 

 

 

 

 

 

 

*Indicate whether the securities have been bought back from the existing security-holders on a proportionate basis
or
from the open marker or from odd-lots of listed securities

or
from Employees’ Stock Option
or

from Sweat Equity
or

from any other mode, if so, indicate the mode.

23. Particulars relating to holders of securities before buy-back :

 

Sl. No.

Date of
Buy-back

Folio Number and Certificate
Number of security
bought back

Name of
the last holder of security

Reference
to entry in Register of members

(1)

(2)

(3)

(4)

(5)

 

(please attach separate sheets, if necessary)

 

24. Date of payment of consideration to all the shareholders from whom securities have been bought back, (Give details in respect of all such shareholders).

 

25. The shareholding pattern after buy-back of securities :

      (Please attach separate sheets, if necessary)

 

Sl. No.

Category
of security holders

#
Shareholding pattern

Securities
held before buy-back as on …….

Security
held after buy-back as on ……..

1.

Central Government

 

2.

State Government

 

3.

Government Companies

 

4.

Public Financial Institutions

 

5.

Banks

 

6.

Mutual Funds

 

7.

Venture Capital

 

8.

Foreign Holding

(FIIs/FCs/FFIs/NRIs/OCBs)

 

9.

Bodies Corporates

(Not mentioned above)

 

10.

Employees Stock Option

 

11.

Directors/Relatives of Directors

 

12.

Sweat Equity

 

13.

Others

 


Indicate details in respect of each category of security bought back.

Place

Signature
___________

Date

Name
____________

 


Designation __________

 

Company seal]

©2021 CV Legal Tech Services LLP

CONTACT US

We're not around right now. But you can send us an email and we'll get back to you, asap.

Sending

Log in with your credentials

or    

Forgot your details?

Create Account